Disclosures & Legal
Statutory disclosures, SEBI registration verification, investor charters, and grievance redressal mechanisms in strict compliance with SEBI guidelines.
In compliance with SEBI circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686, all SEBI Registered Investment Advisers are mandated to disclose complaints data on a monthly basis by the 7th of the succeeding month.
| Complaint Status as on 1st October 2026 (for September 2026) | Count |
|---|---|
| At the beginning of month | 0 |
| Received during the month | 0 |
| Resolved during the month | 0 |
| Pending at the ending of the month | 0 |
| Reason for pendency | N/A - Zero complaints received or pending |
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Important Disclosures
Investment in securities market are subject to market risks. Read all the related documents carefully before investing.
Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
Operation & Zero Commission Model
We operate strictly on a fee-only advisory model. We do not distribute financial products or receive any commission, brokerage, referral fees, or inducements from any Asset Management Companies (AMCs), insurance providers, or third-party financial institutions. All investment recommendations are executed strictly in Direct Plans.
Regulatory Registration
Entity Name : Aurum Fiduciary
Type : Individual SEBI Registered Investment Adviser
SEBI Reg No. : INA000015678
BASL Membership : BASL - 1892
Statutory Officers & Grievance
Principal Officer: Dr. Aurum Mamal
Grievance Email : advice@sebiadvisor.in
Compliance Officer: Dr. Aurum Mamal
SEBI Local Office: SEBI Bhavan, Bandra Kurla Complex (BKC), Mumbai